 |
|
|
Supervisory Analyst/Editor- Contract role
|
Macquarie
Salary: Information not provided
|
USA-NY-New York City |
05 Dec |
| You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position. |
|
|
Equities Chief Compliance Officer
|
Michael Page
Salary: 200,000 - 400,000
|
USA-NY-New York City |
04 Dec |
| Leading Broker Dealer is looking to add a Chief Compliance Officer to manage a team. The environment is fast paced and dynami... |
|
|
Trust Fiduciary Tax Manager/VP
|
Not Disclosed
Salary: 125000 to 175000 plus bo...
|
USA-NY-New York City |
04 Dec |
| Industry leader. Form 1041 experience with trust and estates at a law firm or trust company.Review and supervise the preparat... |
|
|
Chief Compliance Officer, Bank
|
Howard-Sloan Professional...
Salary: Competitive Salary + Bonu...
|
USA-CA-Los Angeles |
04 Dec |
| Our client is a foreign bank headquartered in Los Angeles that is rapidly growing and looking for a Chief Compliance Officer... |
|
|
Banking Policies and Procedures Writer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
03 Dec |
| See job description below |
|
|
Compliance Specialist
|
Not Disclosed
Salary: Comprehensive benefits/pe...
|
USA-IL-Chicago |
03 Dec |
| The Compliance Specialist is responsible for maintaining the firm’s compliance policies/procedures and monitoring the activit... |
|
|
Fixed Income Compliance Officer
|
Michael Page
Salary: 50,000- 70,000
|
USA-NY-New York City |
03 Dec |
| Multi Billion Dollar Asset Manager is looking to add a junior compliance officer with knowledge in Fixed Income Securities. |
|
|
Chief Compliance Officer
|
Not Disclosed
Salary: 100,000 - 200,000
|
USA-NY-New York City |
03 Dec |
| This is an excellent opportunity for a mid level asset management compliance candidate to take on a Chief Compliance Officer... |
|
|
Chief Compliance Officer
|
Michael Page
Salary: 150,000 - 250,000
|
USA-NY-New York City |
03 Dec |
| Dynamic global broker dealer/hedge fund is looking for a Chief Compliance Officer to work along side the Chief Legal Officer... |
|
|
Senior Manager - Investment Data Management
|
Not Disclosed
Salary: 150-225K
|
USA-NY-New York City |
02 Dec |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
|
|
Tax Planning, Senior Counsel (R5231)
|
BarkerGilmore, LLC
Salary: Base & Bonus
|
USA-NJ-Princeton |
02 Dec |
| Unique opportunity to join a world class organization and work with world class attorneys on domestic and international tax p... |
|
|
M&A Counsel (R5232)
|
BarkerGilmore, LLC
Salary: Base & Bonus
|
USA-NJ-Princeton |
02 Dec |
| Unique opportunity to join a world class organization and work with top tier attorneys on significant mergers and acquisition... |
|
|
Sigma Global Services
|
Legend Global Search, Inc...
Salary: $125 + Bonus - flexible,...
|
USA-NJ-Wayne |
02 Dec |
| Sigma Global Services - Pharmaceutical Company |
|
|
Chief Regulatory Officer
|
Legend Global Search, Inc...
Salary: $203K
|
USA-NY-New York City |
02 Dec |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
|
|
AML - Surveillance Manager
|
Legend Global Search, Inc...
Salary: $118K +
|
USA-NY-New York City |
02 Dec |
| AML - Surveillance Manager - Financial Services Company |
|
|
Institutional Equity Compliance Officer - Regulatory Control Group
|
Legend Global Search, Inc...
Salary: $175K+
|
USA-NY-New York City |
02 Dec |
| Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management |
|
|
Financial Services Compliance Analyst
|
Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
01 Dec |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
|
|
Financial Analyst
|
Proskauer Rose LLP
Salary: 80,001 - 150,000
|
USA-NY-New York City |
01 Dec |
| Proskauer Rose LLP, one the nation’s oldest law firms, provides top tier legal services to a broad range of clients across th... |
|
|
Chief Operating Officer - Private Equity Firm
|
Not Disclosed
Salary: Very Competitive
|
USA-NY-New York City |
01 Dec |
| Rapidly growing PE firm in NY is looking for a COO to help oversea all operations. |
|
|
Mutual Fund Administrator
|
Not Disclosed
Salary: DOE
|
USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a mutual fund administrator to mange its fund registration stat... |
|
|
General Counsel-Hedge Fund
|
IJC Partners, LLC.
Salary: Competitive
|
USA-NY-New York City |
01 Dec |
| NYC Multi-strategy fund seeking General Counsel |
|
|
Compliance Officer
|
WisdomTree
Salary: DOE
|
USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a Compliance Officer with mutual fund or asset management exper... |
|
|
Internal Auditor
|
Not Disclosed
Salary: Based on experience with...
|
USA-IL-Chicago |
01 Dec |
| Qualified candidates will ensure that the firm is compliant with SEC rules and regulations. Independently conduct audit field... |
|
|
Director-Retirement Compliance (J5242)
|
BarkerGilmore, LLC
Salary: Base & Bonus
|
USA-CA-Los Angeles |
01 Dec |
| Leading financial services company has a challenging new position for a Director, Retirement Compliance. The candidate will b... |
|
|
Litigation Manager (J5244)
|
BarkerGilmore, LLC
Salary: Base & Bonus
|
USA-FL-Miami |
01 Dec |
| BarkerGilmore has an exclusive search for a Litigation Manager for a leading national company. This is an outstanding leader... |
|
|
Compliance Associate
|
Chimera Securities
Salary: 35 - 48K + Benefits
|
USA-NY-New York City |
01 Dec |
| Looking for a Compliance Associate to support the Compliance Officer in enforcing the compliance program in accordance with S... |
|
|
Senior Vice President Product Manager - Email Compliance
|
Not Disclosed
Salary: Senior Executive level co...
|
USA-NY-New York City |
26 Nov |
| Our Client is the leading global provider of financial data, news and analytics. Our Client's professional service and media... |
|
|
FOCUS Reporting
|
Not Disclosed
Salary: Commensurate with experie...
|
USA-NY-New York City |
26 Nov |
| FOCUS reporting for self clearing broker dealer. Must have specific FOCUS reporting experience as well as knowledge of 15c3-... |
|
|
Compliance Officer
|
Objective Paradigm
Salary: Competitive based on expe...
|
USA-CO-Englewood |
25 Nov |
| Our Client is at the leading edge of the "new" gas business. They specialize in natural gas solutions which include trading,... |
|
|
Associate Compliance for a Prop Trading Broker Dealer, New York.
|
Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
24 Nov |
| An active proprietary trading broker dealer is seeking an Associate Compliance person for their electronic trading of the U.S... |
|
